Spondylolysis is a lesion caused by stress fractures at the pars
interarticularis, while a spondylolisthesis is the anterior translation of a
spondylolytic section, usually in the lumbar spine. Progressive in nature, both
conditions can lead to short and long term problems if untreated. Affected
individuals often ignore the warning signs until the condition has progressed
to an advanced stage, making management and resolution challenging and time
consuming. I will discuss the epidemiology
and progression of pars lesions, how they specifically affect an athletic
population and how the conditions are diagnosed and managed focusing on current
and future concepts.
Lower back
pain is a common complaint and affects 85-90% of the general population at some
point during their lives and between 2-5% of people per year (Trainor &
Wiesel, 2002). Although limited evidence exists, some age matched studies
suggest a higher prevalence of back pain among athletes (Kujala, Taimela,
Erkintalo, Salminen, & Kaprio, 1996). Beaty, (1999, cited by Trainor &
Wiesel, 2002) suggests that 6-13% of all back injuries are sport related while
d'Hemecourt, Gerbino & Micheli, (2000) reports 10-15% of adolescent
athletes experience lower back pain during sport, indicating that sports
related lower back pain is relatively common.
Spondylolysis affects approximately 6% of the
general population (Fredrickson, Baker, McHolick, Yuan & Lubicky, 1984).
This figure has been formulated through plain radiographic evidence however
with better imaging techniques; a high incidence of spondylolysis has been
suggested (Kalichman, Kim, Li,
Guermazi, Berkin & Hunter, 2009 and Teplick, Laffey, Berman &
Haskin, 1986). The majority of spondylolytic defects are reported to be
asymptomatic with about 25% of the symptomatic cases presenting with an
associated spondylolisthesis (Fredrickson et al, 1984).
Rossi & Dragoni, (2001), report a higher
radiographic prevalence of spondylolysis (13.9%) and spondylolisthesis (6.5%)
in an athletic population with lower back pain (4243), in contrary to Soler
& Calderón, (2000), who report, through similar methods, a marginally
higher spondylolysis (8.1%) and spondylolisthesis (2.5%) prevalence in a
comparable athletic population without back pain (3152). The conclusions which
can be drawn from both studies confirm that certain sport, artistic gymnastics
(17%), throwing field events (17-26%) and wrestling (25%), have a significantly
higher percentage of spondylolytic and spondylolisthetic lesions than other
sports events. Symptomatic back pain seems to be an indicator of increased
likelihood of a pars defect, with a higher prevalence in some sports being
attributed to a hyperextension movement with axial loading. Both studies
compared the prevalence of pars defects in male and female subjects. Rossi
& Dragoni (2001) found a significantly greater ratio of men (4.5:1) with a
spondylolysis compared to Soler & Calderón, (2000), who found a 1:1 ratio
between men and women. The latter study had a significantly higher percentage
of females with spondylolisthetic lesions which according to the literature is
expected (Seitsalo, Osterman & Hyvarinen, 1991, cited by Soler &
Calderón, 2000). Future research may further investigate the effects of
specific female overtraining syndromes, like the female triad and how these
relate spinal stress fractures.
Rossi & Dragoni (2001) and Soler & Calderón,
(2000), found L5 the most commonly affected level (81% and 84%
respectively). The incidence decreases through each of the levels, with almost
no involvement at L1 and S1. Similarly most of the pars
defects were reported to involve only one segment (95% and 96%) with the
remaining lesions affecting two or more different segments. The majority of
radiographically diagnosed spondylolytic defects have been reported to be
bilateral (86% and 78%), indicating a stress fracture at the right and left
pars interarticularis on a single segment (Rossi & Dragoni, 2001 and Soler
& Calderón, 2000). This value may have a significant meaning when
determining best treatment practice, as unilateral stress fractures tend to
have a much higher union rate especially when early diagnosis and better
imaging techniques are used.
Adolescent athletes with back pain have a
significantly higher percentage of spondylolytic lesions (47%) when compared to
an adult population (5%) (Micheli & Wood, 1995). This suggests that lower back pain could be due to a pars
defect especially in adolescent athletes who participate in repetitive loading
sports. There may also be a connection between spondylolytic lesions and the
adolescent growth phase. Some literature suggests that children who participate
in sport are at a higher risk of spondylolisthetic progression (Muschik,
Hahnel, Robinson, Perka & Muschik, 1996). There seems to be no good
evidence limiting sports participation in an adolescent population due to pars
defects.
Early diagnosis is vital in effective management of
spondylolytic and spondylolisthetic disorders. Contributing factors include
increased lumbar lordosis and associated factors like, abdominal weakness and shortening
in the iliopsoas, hamstrings and thoracolumbar fascia (d'Hemecourt et al., 2000).
Participation in sports activities which involve hyperextension of the lumbar
spine, repetitive spinal movements, a variety of high velocity spinal movements
and axial loading (Gregory, Batt & Kerslake, 2005) are the main causes of
pars defects. Pain is normally confined to the lumbar spine with occasional
pain in the gluteal region and posterior thigh, often associated with muscle
shortening as opposed to radiculopathy (McCleary
& Congeni, 2007). Some individuals demonstrate an increased lumbar
lordosis due to a larger sacro-horizontal angle which may predispose them to
spondylolytic defects especially if involved in specific loading sports (Sward,
Hellstrom, Jacobsson, & Peterson, 1989). In a higher grade spondylolisthetic
defect, a step-off may be palpated and can be associated with point tenderness
over the effected spinous process which is also evident in some cases of
spondylolysis (Bono, 2004).
Jackson, Wiltse & Cirincoine, (1976 cited by Bono, 2004) described the single leg hyperextension test which
involves the individual standing on one leg and hyperextending the lumbar
spine. The test is positive for a pars lesion if pain is reproduced on the
standing leg side. No literature has reported on the reliability or validity of
this test.
Plain
radiographs are traditionally requested for individuals presenting with lower
back pain that are involved in certain higher risk sports and a spondylolysis
is suspected. The
normal views consist of antero-posterior, lateral and oblique views; however a
cone-down lateral radiograph produces a clearer image of the posterior bone
structure at L5/S1 than a normal lateral view (Pennell,
Maurer & Bonakdarpour, 1985). The oblique radiographs can be beneficial in
detecting a defect in that plane but left and right images should be taken.
According to the Meyerding (1932) scale, spondylolisthesis is graded on a
lateral radiograph, with grade I indicating a slip <25%; grade II, 25-50%;
grade III, 50-75%; and grade IV, 75-100% however grade IV spondylolisthesis
rarely occur. Some controversy exists regarding the usefulness of plain
radiographs. Kalichman, et al., (2009)
found a significantly higher proportion (11.5%) of spondylolytic defects in an
adult population with lower back pain, detected with computed
tomography (CT) compared to plain radiographs. Similarly (Saifuddin,
White, Tucker & Taylor, 1997) compared CT to oblique radiographs in 34 patients
with 69 defects. Only 32% of the defects were detected on the radiographs,
suggesting poor sensitivity especially in early stage spondylolysis compared to
CT. Radiographic imaging may still be useful in identifying advanced defects.
They are significantly cheaper than other imaging techniques and accessible,
however radiographs should not be considered as a definitive diagnosis of
spondylolysis.
When
plain radiographs reveal negative findings in patients with persistent symptoms
a bone scan, CT, single-photon-emission computed tomography (SPECT) or magnetic
resonance imaging (MRI) can be used to achieve a more reliable diagnosis. A
bone scan or scintigraphy is an
investigation method which detects areas of bone turnover or stress reaction,
which can represent an impending stress fracture. Jackson, Wiltse,
Dingeman & Hayes, (1981)
investigated 37 young athletes using plain radiographs and bone scans. The
results indicated that 19% of the young athletes showed signs of a stress
reaction with no visible pars defect. Interestingly all seven stress reactions
were unilateral involving only one segment. This may indicate that if a stress
reaction is identified and managed early, progression to the more common
bilateral spondylolytic lesion may be prevented.
Current literature suggests that SPECT is the most
sensitive test to detect lesions at the pars interarticularis (Harvey, Richenberg, Saifuddin
& Wolman, 1998). Like bone scans,
SPECT has been shown to reveal pars lesions before the development of
radiographic changes but has also been shown to be a more sensitive
investigation than bone scans. Bellah, Summerville, Treves &
Micheli, (1991) found radiotracer uptake using SPECT in 44% of an adolescent
athletic population. Only 32 of those 71 subjects showed radiotracer uptake
when using a bone scan. This allows for an earlier diagnosis of bone stress
reaction. A useful consequence of SPECT is that it shows up active and inactive
spondylolysis. An active spondylolysis indicates higher rates of bone turn over
which Sys, Michielsen, Bracke, Martens
& Verstreken, (2001) suggest has a much better healing capacity but could
also explain painful symptoms associated with the healing process. Limitations
with SPECT are high exposure to radiation and it is time consuming. Harvey et
al., (1998) also remark on SPECT’s lack of sensitivity to differentiate between
pathology.
Where
SPECT and bone scans can pick up early stress reactions, CT may be the most
sensitive tool in diagnosis of spondylolytic lesions. Congeni, McCulloch &
Swanson, (1997), used CT to investigate the type of lesion and the injury
course. 40 athletes with diagnosed spondylolysis lesions by SPECT then had a CT
scan. 45% showed a chronic lesion which was managed symptomatically while 40%
had an acute lesion with identified healing which was managed with a brace. The
authors also question the use of SPECT as a fracture diagnosis tool as a 15%
false positive was also found in the fracture diagnosis. SPECT and CT should be
complementary to each other to fully understand the extent of the lesion.
MRI is
another possible method of investigation. Diagnosis often relies on radiographs
and CT, both of which are not reliable in early detection and bone scans or
SPECT which although sensitive in early diagnosis have high exposure to
radiation and are time consuming. Yamane, Yoshida & Mimatsu, (1993), have
used MRI to shown a hypointense area on T1 weighted images before
the appearance of a spondylolytic lesion. However Kujala, Kinnunen, Helenius,
Orava, Taavitsainen & Karaharju, (1999) found that bone scan was more
sensitive than MRI at identifying pars interarticularis stress reaction. The
future of imaging especially with regard to pars stress lesions seems to
indicate that MRI is becoming more popular. It currently has a high negative
prediction value (Saifuddin & Burnett, 1997) and as the cuts get thinner
the positive prediction value will rise. It also has the added advantage of
less radiation exposure and is currently quite accessible.
Imaging
protocol seems to follow a similar format. Initially patients receive
anteroposterior, lateral and oblique radiographs followed by SPECT. If SPECT shows diffuse uptake, they are normally
treated as a stress reaction. Those showing focal uptake receive a CT scan to
further define the anatomy however MRI may be considered over SPECT where
patients have had pain for more than six weeks.
Young
athletes involved in sports and activities which predispose them to pars
interarticularis stress injuries need to be carefully observed. Athletes and
young athletes especially, may ignore painful symptoms in the pursuit of
athletic success. Early diagnosis of pars interarticularis stress reactions is
especially important in achieving optimal recovery and prevention of disability
later in life. Sairyo, Katoh, Sasa, Yasui, Goel, Vadapalli, Masuda, Biyani
& Ebraheim, (2005) found that in 13 athletes with unilateral spondylolysis;
diagnosed by CT, 6 had early stage spondylolysis with no contralateral
complications while the 7 athletes who has progressive or terminal stage
unilateral spondylolysis showed signs of contralateral involvement. This
indicates that if unmanaged, a unilateral lesion will likely progress to a
bilateral lesion. Unilateral stress reactions are fairly common (Jackson, et al,
1981); however unilateral spondylolysis only occur in about 10% of
spondylolysis lesions, the majority being bilateral (Rossi & Dragoni,
2001). This suggests that once a unilateral stress reaction becomes a stress
fracture, it progresses quickly to a bilateral stress fracture in the majority
of cases. Gregory et al., (2005) speculate
that unilateral stress reactions progress to incomplete fracture before
becoming complete fractures. Once a unilateral stress fracture has become
complete, the contralateral side almost always becomes involved creating a
bilateral spondylolysis. This is possibility due to the instability in the
vertebral ring which stresses the contralateral pars interarticularis. Future
research may investigate the effects pars lesions have on the surrounding
structures and how this translates if the integrity of the vertebral ring is
affected.
The
progression of spondylolisthesis was investigated by Muschik et al., (1996).
They found a mean displacement of approximately 10% over a period of 4.8 years.
86 athletes were investigated where 38% showed an increased displacement, 42%
showed no progression and 9% showed a decreased in displacement. All the athletes
continued to participate in competitive sport over the entire period without
any symptoms suggesting asymptomatic adolescents with spondylolysis or
spondylolisthesis should not be limited from participating in sport. Ikata,
Miyake, Katoh, Morita & Murase, (1996) considered the progression from
spondylolysis to spondylolisthesis and concludes that younger athletes are more
likely to have a slip. This poses the question whether end plate disruption is
a result or the cause of spondylolisthetic changes but could also indicate the
possibility to predict future further progression.
Common
forms of non-operative management for spondylolysis normally consist of a
period of rest or restricted activity and can also include physiotherapy
modalities, immobilisation and electrotherapy. The main aim of the treatment is
to relieve lower back pain by off loading the area with the stress reaction or
stabilizing a fracture with or without fibrous union. Whether a stress reaction
or spondylolysis almost all authors suggest a period of rest from the
aggravating activity. Jackson et al, (1981) found that adolescent athletes with
unilateral pars stress reaction diagnosed by bone scan made a full recovery and
return to sport in an average of 7.3 months by limiting the aggravating
activities and rest. All the follow-up investigations appeared normal
indicating excellent recovery can be achieved with early intervention.
A
stress reaction identified with a bone scan or SPECT but no radiographic
evidence of a stress fracture should be treated with activity restriction to
pain free limits and anti-lordotic bracing for 2-3 months to allow the stress
reaction to heal fully (Bell, Ehrlich & Zaleske, 1988). A conditioning
programme should be undertaken before returning to full sport. Optimal results
would include bony union prior to return to sporting activity. Sairyo et al.,
(2005) examined 13 young athletes (14.8 years) for unilateral spondylolysis
using CT and MRI. The individuals were divided into groups depending on the
stage of unilateral spondylolysis detected. All individuals in the early stage
spondylolysis group showed no signs of contralateral involvement while the
subjects in the progressive and terminal stage spondylolysis group showed
stress reactions at the contralateral pars interarticularis. All individuals
underwent non-operative treatment and were investigated again between 3-6
months. All the early stage spondylolysis showed signs of healing while the
later stage did not. Unilateral spondylolysis show a greater capacity to heal
especially in the early stage however the evidence suggests that a unilateral
lesion will quickly affect the contralateral side if left untreated. Early
appropriate investigation and intervention is vital in achieving optimal
healing.
Sys et
al (2001) investigated the healing effect of active spondylolysis diagnosis in 34
competitive athletes with normal radiographs and positive bone scans using
non-operative treatment. The conservative treatment used was an anti-lordotic
brace for 23 hours a day for a period up to 6 months depending to the most
recent bone scan. General mobility exercises were initiated when the individuals
had no pain with activities of daily living. All unilateral lesions healed with
excellent outcome. Over 50% of the bilateral spondylolysis achieved union while
unilateral union was observed in the pseudo-bilateral group. The evidence seems
to suggest that active stress fractures have the capacity to heal even in
bilateral lesions, reiterating the importance of early diagnosis for optimal
outcome; however non-bony union does not seem to affect the overall outcome
with regarding to return to sport. Miller, Congeni & Swanson, (2004) did a
follow up over 11 years on early detection spondylolysis in young athletes
using positive bone scans and negative radiographs. They found that none of the
32 individuals who completed the survey required surgery and only required rare
medical or manipulative treatment for their backs. The initial treatment
consisted of relative rest, a non-rigid lumbar brace and flexion-only trunk
strengthening exercises over 8-12 weeks. Initially return to sport was allowed
when the individuals were pain free at rest, in hyperextension and during the
sporting activity using the brace.
Iwamoto, Takeda & Wakano, (2004) reports
that 40 athletes, identified by radiograph, who had to discontinue sport due to
pain caused by a defect in the pars interarticularis, 35 (87%), could return to
original sporting level despite bony non-union within an average of 5.4 months. The treatment consisted of rest
and anti-lordotic bracing. El Rassi, Takemitsu, Woratanarat & Shah, (2005),
investigated 57 adolescent soccer players with lumbar spondylolysis diagnosed
with radiographs. They investigated results of individuals who stopped sport
with or without bracing and those who continued playing with and without
bracing. The groups who limited their sporting activity with and without
bracing had a significantly better outcome than the latter two groups. Bracing
alone did not seem to achieve optimal results unlike sport cessation alone
which did have excellent results. This indicates that stopping sporting
activities for period of time should allow the participant to return to
previous sports level yet also questions the benefit of bracing.
O'Sullivan,
Twomey & Allison, (1997) investigated the use of specific stabilizing
exercise in managing pain associated with radiographically diagnosis
spondylolysis and spondylolisthesis. 44 patients were divided into 2 groups, 1
which participated in specific contraction of the deep abdominal muscles and
co-contraction with multifidus while the other group followed a protocol
outlined by their doctor. The result suggest significant decrease in the study
groups pain and increased functional level after 3 months up to 30 months
compared to the control group whose treatment consisted of medication, massage
and other pain relieving modalities. This study involves the general population
but the results could be extrapolated to include an active population. Future
research could investigate the results of early preventative strategies and how
these compare to current studies.
Surgical
treatment for spondylolysis normally occurs if non-operative management has
been unsuccessful and the individual is still in a significant amount of pain
which is limiting activities of daily living, which may or may not include
sporting activities. If a spondylolisthesis is present, surgical intervention
is undertaken if neurological symptoms are present, the slip is progressive or
the individual has a grade III defined by the Meyerding scale. Discussion
around the specific methods and controversies in the surgical management of
this condition are outside the scope of this discussion. Surgical management
can consist of a posterolateral fusion or a direct repair of the defect. Direct
repair seems to be less popular than a fusion; however there is insufficient
evidence of individual improvement compared to fusion (Bono, 2004). Debnath, Freeman, Gregory, de la Harpe, Kerslake
& Webb, (2003) investigated the outcome of two different fusion techniques.
Of the 22 athletes who underwent the surgical treatment 18 returned to previous
sporting activities in an average of 7 months. There is a limited guideline for
return to sport after a fusion but most surgeons seem to suggest full return is
possible.
Spondylolysis
and spondylolisthesis are conditions which if left untreated can cause athletes
discomfort and potential disability. A clear understanding of the epidemiology
and the disorder progression is vital in efficient and effective diagnosis and
management. A clearly defined protocol will help to identify early disorders
before they progress and better manage symptomatic individuals.
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Gregory, P.L., Batt, M.E. & Kerslake, R.W., (2004). Comparing spondylolysis in cricketers and soccer players. British Journal Sports Medicine, 38. 737-742. doi: 10.1136/bjsm.2003.008110
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